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Research Article| Volume 352, P165-171, April 01, 2022

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Renal decline in patients with non-valvular atrial fibrillation treated with rivaroxaban or warfarin: A population-based study from the United Kingdom

  • Author Footnotes
    1 Antonio González Pérez contributed to the study design, the acquisition and analysis of data, the interpretation of the data, the revision of manuscript drafts and the decision to submit the final approved manuscript for publication.
    Antonio González Pérez
    Correspondence
    Corresponding author at: Spanish Centre for Pharmacoepidemiologic Research, c/ Almirante 28, 2°. 28004, Madrid, Spain.
    Footnotes
    1 Antonio González Pérez contributed to the study design, the acquisition and analysis of data, the interpretation of the data, the revision of manuscript drafts and the decision to submit the final approved manuscript for publication.
    Affiliations
    Spanish Centre for Pharmacoepidemiologic Research (CEIFE), Madrid, Spain

    Andalusian Bioinformatics Research Centre (CAEBi), Seville, Spain

    Pharmacoepidemiology Research Group, Institute for Health Research (IRYCIS), Madrid, Spain
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  • Author Footnotes
    2 Yanina Balabanova contributed to the study concept, the interpretation of the data, the revision of manuscript drafts and the decision to submit the final approved manuscript for publication.
    Yanina Balabanova
    Footnotes
    2 Yanina Balabanova contributed to the study concept, the interpretation of the data, the revision of manuscript drafts and the decision to submit the final approved manuscript for publication.
    Affiliations
    Integrated Evidence Generation, Bayer AG, Berlin, Germany
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  • Author Footnotes
    3 María E Sáez contributed to the study concept, the interpretation of the data, the revision of manuscript drafts and the decision to submit the final approved manuscript for publication
    María E. Sáez
    Footnotes
    3 María E Sáez contributed to the study concept, the interpretation of the data, the revision of manuscript drafts and the decision to submit the final approved manuscript for publication
    Affiliations
    Spanish Centre for Pharmacoepidemiologic Research (CEIFE), Madrid, Spain

    Andalusian Bioinformatics Research Centre (CAEBi), Seville, Spain
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  • Author Footnotes
    4 Gunnar Brobert contributed to the study concept, the study design, the acquisition of data, the analysis and interpretation of the data, the revision of manuscript drafts and the decision to submit the final approved manuscript for publication.
    Gunnar Brobert
    Footnotes
    4 Gunnar Brobert contributed to the study concept, the study design, the acquisition of data, the analysis and interpretation of the data, the revision of manuscript drafts and the decision to submit the final approved manuscript for publication.
    Affiliations
    Integrated Evidence Generation, Bayer AB, Stockholm, Sweden
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  • Author Footnotes
    5 Luis A Garcia Rodriguez contributed to the study concept, the study design, the acquisition of data, the analysis and interpretation of the data, the revision of manuscript drafts and the decision to submit the final approved manuscript for publication.
    Luis A. García Rodríguez
    Footnotes
    5 Luis A Garcia Rodriguez contributed to the study concept, the study design, the acquisition of data, the analysis and interpretation of the data, the revision of manuscript drafts and the decision to submit the final approved manuscript for publication.
    Affiliations
    Spanish Centre for Pharmacoepidemiologic Research (CEIFE), Madrid, Spain
    Search for articles by this author
  • Author Footnotes
    1 Antonio González Pérez contributed to the study design, the acquisition and analysis of data, the interpretation of the data, the revision of manuscript drafts and the decision to submit the final approved manuscript for publication.
    2 Yanina Balabanova contributed to the study concept, the interpretation of the data, the revision of manuscript drafts and the decision to submit the final approved manuscript for publication.
    3 María E Sáez contributed to the study concept, the interpretation of the data, the revision of manuscript drafts and the decision to submit the final approved manuscript for publication
    4 Gunnar Brobert contributed to the study concept, the study design, the acquisition of data, the analysis and interpretation of the data, the revision of manuscript drafts and the decision to submit the final approved manuscript for publication.
    5 Luis A Garcia Rodriguez contributed to the study concept, the study design, the acquisition of data, the analysis and interpretation of the data, the revision of manuscript drafts and the decision to submit the final approved manuscript for publication.
Open AccessPublished:February 02, 2022DOI:https://doi.org/10.1016/j.ijcard.2022.01.063

      Highlights

      • In AF, rivaroxaban users had ~30% lower risk of adverse renal events (vs warfarin).
      • This finding was also seen in subgroups of patients with diabetes or heart failure.
      • Rate of renal decline was also faster in users of warfarin vs rivaroxaban (p = 0.03).

      Abstract

      Background

      Reports suggest that renal decline is greater among patients with non-valvular atrial fibrillation (NVAF) treated chronically with warfarin vs. some non-vitamin K antagonist oral anticoagulants.

      Methods and results

      Using primary care electronic health records from the United Kingdom we followed adults with NVAF and who started rivaroxaban (20 mg/day, N = 5338) or warfarin (N = 6314), excluding those with estimated glomerular filtration rate (eGFR) <50 ml/min/1.73m2, end-stage renal disease (ESRD) or no eGFR or serum creatinine (SCr) values recorded in the previous year. Outcomes were: doubling SCr levels, ≥30% decline in eGFR and progression to ESRD. We calculated adjusted hazard ratios (HRs) with 95% confidence intervals (CIs) for each outcome. Average eGFR slope was estimated using mixed model regression. After a mean follow-up 2.5 years, the number of incident cases of adverse renal events within the two cohorts was: doubling SCr (n = 322), ≥30% decline in eGFR (n = 1179), and progression to ESRD (n = 22). Adjusted HRs (95% CIs) for the renal outcomes among rivaroxaban vs. warfarin users were: doubling SCr, 0.63 (0.49–0.81); ≥30% decline in eGFR, 0.76 (0.67–0.86); ESRD, 0.77 (0.29–2.04). Similar results were observed among patients with diabetes or heart failure. Estimated mean decline in renal function over the study period was 2.03 ml/min/1.73 m2/year among warfarin users and 1.65 ml/min/1.73 m2/year among rivaroxaban users (p = 0.03).

      Conclusions

      We found clear evidence that patients with NVAF, preserved renal function at baseline and treated with rivaroxaban had a markedly reduced risk and rate of renal decline compared with those treated with warfarin.

      Graphical abstract

      Keywords

      1. Introduction

      Atrial fibrillation (AF) and chronic kidney disease (CKD) are common conditions that become more prevalent with advancing age [
      • Hindricks G.
      • Potpara T.
      • Dagres N.
      • Arbelo E.
      • Bax J.J.
      • Blomström-Lundqvist C.
      • et al.
      2020 ESC guidelines for the diagnosis and management of atrial fibrillation developed in collaboration with the European Association for Cardio-Thoracic Surgery (EACTS): the task force for the diagnosis and management of atrial fibrillation of the European Society of Cardiology (ESC) developed with the special contribution of the European Heart Rhythm Association (EHRA) of the ESC.
      ,
      • Boriani G.
      • Savelieva I.
      • Dan G.A.
      • Deharo J.C.
      • Ferro C.
      • Israel C.W.
      • et al.
      Chronic kidney disease in patients with cardiac rhythm disturbances or implantable electrical devices: clinical significance and implications for decision making-a position paper of the European Heart Rhythm Association endorsed by the Heart Rhythm Society and the Asia Pacific Heart Rhythm Society.
      ] and frequently co-exist. [
      • Tapoi L.
      • Ureche C.
      • Sascau R.
      • Badarau S.
      • Covic A.
      Atrial fibrillation and chronic kidney disease conundrum: an update.
      ] Most patients with AF are at increased risk of thromboembolism and require life-long anticoagulant (OAC) therapy. Comorbid CKD further increases the risk of thromboembolism as well as the risk of major bleeding and mortality, which can make decisions around anticoagulation in those patients more complicated. [
      • Friberg L.
      • Benson L.
      • Lip G.Y.
      Balancing stroke and bleeding risks in patients with atrial fibrillation and renal failure: the Swedish atrial fibrillation cohort study.
      ,
      • Goto S.
      • Angchaisuksiri P.
      • Bassand J.P.
      • Camm A.J.
      • Dominguez H.
      • Illingworth L.
      • et al.
      Management and 1-year outcomes of patients with newly diagnosed atrial fibrillation and chronic kidney disease: results from the prospective GARFIELD - AF registry.
      ]
      For patients with non-valvular AF (NVAF), international guidelines recommend non-vitamin K antagonist oral anticoagulants (NOACs) as the preferred therapy [
      • Hindricks G.
      • Potpara T.
      • Dagres N.
      • Arbelo E.
      • Bax J.J.
      • Blomström-Lundqvist C.
      • et al.
      2020 ESC guidelines for the diagnosis and management of atrial fibrillation developed in collaboration with the European Association for Cardio-Thoracic Surgery (EACTS): the task force for the diagnosis and management of atrial fibrillation of the European Society of Cardiology (ESC) developed with the special contribution of the European Heart Rhythm Association (EHRA) of the ESC.
      ,
      • January C.T.
      • Wann L.S.
      • Calkins H.
      • Chen L.Y.
      • Cigarroa J.E.
      • Cleveland Jr., J.C.
      • et al.
      2019 AHA/ACC/HRS focused update of the 2014 AHA/ACC/HRS.
      ,
      • Steffel J.
      • Collins R.
      • Antz M.
      • Cornu P.
      • Desteghe L.
      • Haeusler K.G.
      • et al.
      2021 european heart rhythm association practical guide on the use of non-vitamin K antagonist oral anticoagulants in patients with atrial fibrillation.
      ], but vitamin K antagonists (VKAs) are still used extensively in clinical practice. [
      • Washam J.B.
      • Holmes D.N.
      • Thomas L.E.
      • Pokorney S.D.
      • Hylek E.M.
      • Fonarow G.C.
      • et al.
      Pharmacotherapy for atrial fibrillation in patients with chronic kidney disease: insights from ORBIT-AF.
      ] Recent years have seen reports of anticoagulant-related nephropathy (ARN), especially in patients using warfarin, and this is important because ARN accelerates the progression of CKD, which is associated with increased risks of systemic embolic events and bleeding. [
      • Fanikos J.
      • Burnett A.E.
      • Mahan C.E.
      • Dobesh P.P.
      Renal function considerations for stroke prevention in atrial fibrillation.
      ] Previous observational studies based on the secondary data have found that patients with NVAF treated with NOACs have significantly lower risks of long-term adverse renal outcomes compared with those treated with a VKA. [
      • Yao X.
      • Tangri N.
      • Gersh B.J.
      • Sangaralingham L.R.
      • Shah N.D.
      • Nath K.A.
      • et al.
      Renal outcomes in anticoagulated patients with atrial fibrillation.
      ,
      • Coleman C.I.
      • Kreutz R.
      • Sood N.
      • Bunz T.J.
      • Meinecke A.K.
      • Eriksson D.
      Rivaroxaban's impact on renal decline in patients with nonvalvular atrial fibrillation: a US MarketScan claims database analysis.
      ,
      • Vaitsiakhovich T.
      • Coleman C.I.
      • Kleinjung F.
      • Kloss S.
      • Vardar B.
      • Werner S.
      • et al.
      P4746Worsening of renal function in atrial fibrillation patients with stage 3 or 4 chronic kidney disease treated with warfarin or rivaroxaban - evidence from the real-world CALLIPER study in the US claims.
      ,
      • Bonnemeier H.
      • Kreutz R.
      • Enders D.
      • Schmedt N.
      • Haeckl D.
      • Vaitsiakhovich T.
      • et al.
      P4749Renal function worsening in factor-xa inhibitors vs phenprocoumon in patients with non-valvular atrial fibrillation and renal disease - insights from the RELOADED study.
      ,
      • Pastori D.
      • Ettorre E.
      • Lip G.Y.H.
      • Sciacqua A.
      • Perticone F.
      • Melillo F.
      • et al.
      Association of different oral anticoagulants use with renal function worsening in patients with atrial fibrillation: a multicentre cohort study.
      ] However, limitations such as the absence of relevant demographic or lifestyle data in the claims databases used in some of these studies, hinders interpretation of the observed associations. Furthermore, findings from sub-studies of randomized controlled trials (RCTs) on this topic have been mixed but suggest there could be a differential influence between individual NOACs and warfarin on adverse renal outcomes. [
      • Bohm M.
      • Ezekowitz M.D.
      • Connolly S.J.
      • Eikelboom J.W.
      • Hohnloser S.H.
      • Reilly P.A.
      • et al.
      Changes in renal function in patients with atrial fibrillation: an analysis from the RE-LY trial.
      ,
      • Hijazi Z.
      • Hohnloser S.H.
      • Andersson U.
      • Alexander J.H.
      • Hanna M.
      • Keltai M.
      • et al.
      Efficacy and safety of apixaban compared with warfarin in patients with atrial fibrillation in relation to renal function over time: insights from the ARISTOTLE randomized clinical trial.
      ,
      • Fordyce C.B.
      • Hellkamp A.S.
      • Lokhnygina Y.
      • Lindner S.M.
      • Piccini J.P.
      • Becker R.C.
      • et al.
      On-treatment outcomes in patients with worsening renal function with rivaroxaban compared with warfarin: insights from ROCKET AF.
      ,
      Correction to: On-Treatment Outcomes in Patients With Worsening Renal Function With Rivaroxaban Compared With Warfarin: Insights From ROCKET AF.
      ] As renal decline increases with ageing per se, and prophylactic OAC therapy should be life-long, this further underscores the need to better understand its effects on renal function.
      We aimed to evaluate the incidence of adverse renal outcomes among patients with NVAF with preserved renal function receiving rivaroxaban 20 mg/day or warfarin in the United Kingdom (UK) primary care setting. The primary objective was to compare progressive renal decline between OAC treatment groups. The secondary objective was to repeat this comparison among patients with diabetes or heart failure – common comorbidities among patients with AF. [
      • Harrison S.L.
      • Lane D.A.
      • Lip G.Y.H.
      Reducing risk of adverse cardiovascular and renal outcomes for patients with atrial fibrillation and type 2 diabetes.
      ,
      • Hsu J.C.
      • Akao M.
      • Abe M.
      • Anderson K.L.
      • Avezum A.
      • Glusenkamp N.
      • et al.
      International collaborative Partnership for the Study of atrial fibrillation (INTERAF): rationale, design, and initial descriptives.
      ]

      2. Materials and methods

      2.1 Study design and data source

      We performed a population-based cohort study using data from the IQVIA Medical Research Data-UK (IMRD-UK) database of anonymised primary care electronic health records (EHRs), formerly known as The Health Improvement Network. The database holds clinical and prescribing information entered by primary care practitioners (PCPs) as part of routine patient care, covering approximately 6% of the UK population. [] The data held are representative of the UK with regards to age, sex and geographic distribution. [
      • Blak B.T.
      • Thompson M.
      • Dattani H.
      • Bourke A.
      Generalisability of the health improvement network (THIN) database: demographics, chronic disease prevalence and mortality rates.
      ] Medical events (e.g. symptoms, diagnoses, hospital referrals) are entered using Read codes, [] and a free text field enables manual data entry to add additional details. Demographics, lifestyle factors and results of laboratory tests, including those for renal function (e.g. serum creatinine [SCr] values) are also recorded. Data received from secondary care are entered into the patient's EHR retrospectively, and all prescriptions are automatically recorded upon issue. The study protocol was approved by an independent scientific research committee (reference SRC-20SRC023). Data collection for IMRD-UK was approved by the South East Multicentre Research Ethics Committee in 2003 and individual studies using IMRD-UK data do not require separate ethical approval if only anonymized data are used.

      2.2 Source population and cohort identification

      Fig. 1 illustrates the identification of the study cohorts. The source population included individuals with NVAF aged ≥18 years with a first prescription for rivaroxaban or warfarin between 1 January 2014 and 31 March 2019. Individuals in the source population were also required to have been registered in the database and with a first recorded prescription for any drug at least a year before the start of the study, and with no previous prescription for any OAC (all patients were therefore OAC naïve). The date of the first rivaroxaban/warfarin prescription was the start of follow-up (start date). As there is no Read code for NVAF, we identified all patients with a code for AF any time before the start date or within the 2 weeks after, and excluded those with a code indicative of valvular AF (i.e. heart valve replacement or mitral stenosis) during this time period. We restricted the cohort to those with preserved renal function due to the potential for rivaroxaban dosing to be different in those with pre-existing CKD of a certain stage. To do this, we excluded those with a history of end-stage renal disease (ESRD), or baseline estimated glomerular filtration rate (eGFR) <50 ml/min/1.73m2. We also excluded patients with a record of deep vein thrombosis, pulmonary embolism, or hip/knee surgery in the 3 months before the start date (because these are all alternative reasons for NOAC initiation), and those with no eGFR or SCr values recorded in the year before the start date.
      Fig. 1
      Fig. 1Flowchart depicting the identification of the rivaroxaban and warfarin new user cohorts.
      A record of VTE or orthopaedic arthroplasty in the 3 months before the first OAC prescription or in the week after.
      Abbreviations: AF, atrial fibrillation; eGFR, estimated glomerular filtration rate; ESRD, end-stage renal disease; IMRD, IQVIA Medical Research Data; NVAF, non-valvular atrial fibrillation; OAC, oral anticoagulant; SCr, serum creatinine.

      2.3 Follow-up and outcome identification

      Patients in the rivaroxaban and warfarin cohorts were followed from their start date until the earliest of the following: an adverse renal outcome, death, the last date of data collection for their practice or the end of the study period (30 September 2019). We used an intention-to-treat (ITT) approach where patients were followed for their whole observation period irrespective of whether they discontinued their starting OAC or switched OAC. Separate follow-ups were undertaken to identify each adverse renal outcome of interest, which were chosen based on their use in previous RCTs [
      • Bohm M.
      • Ezekowitz M.D.
      • Connolly S.J.
      • Eikelboom J.W.
      • Hohnloser S.H.
      • Reilly P.A.
      • et al.
      Changes in renal function in patients with atrial fibrillation: an analysis from the RE-LY trial.
      ,
      • Hijazi Z.
      • Hohnloser S.H.
      • Andersson U.
      • Alexander J.H.
      • Hanna M.
      • Keltai M.
      • et al.
      Efficacy and safety of apixaban compared with warfarin in patients with atrial fibrillation in relation to renal function over time: insights from the ARISTOTLE randomized clinical trial.
      ,
      • Fordyce C.B.
      • Hellkamp A.S.
      • Lokhnygina Y.
      • Lindner S.M.
      • Piccini J.P.
      • Becker R.C.
      • et al.
      On-treatment outcomes in patients with worsening renal function with rivaroxaban compared with warfarin: insights from ROCKET AF.
      ] and observational studies [
      • Yao X.
      • Tangri N.
      • Gersh B.J.
      • Sangaralingham L.R.
      • Shah N.D.
      • Nath K.A.
      • et al.
      Renal outcomes in anticoagulated patients with atrial fibrillation.
      ,
      • Coleman C.I.
      • Kreutz R.
      • Sood N.
      • Bunz T.J.
      • Meinecke A.K.
      • Eriksson D.
      Rivaroxaban's impact on renal decline in patients with nonvalvular atrial fibrillation: a US MarketScan claims database analysis.
      ,
      • Vaitsiakhovich T.
      • Coleman C.I.
      • Kleinjung F.
      • Kloss S.
      • Vardar B.
      • Werner S.
      • et al.
      P4746Worsening of renal function in atrial fibrillation patients with stage 3 or 4 chronic kidney disease treated with warfarin or rivaroxaban - evidence from the real-world CALLIPER study in the US claims.
      ,
      • Bonnemeier H.
      • Kreutz R.
      • Enders D.
      • Schmedt N.
      • Haeckl D.
      • Vaitsiakhovich T.
      • et al.
      P4749Renal function worsening in factor-xa inhibitors vs phenprocoumon in patients with non-valvular atrial fibrillation and renal disease - insights from the RELOADED study.
      ] on this topic, thereby enabling comparison of results. These were doubling of SCr at any point during follow-up, ≥30% decline in eGFR (confirmed by a subsequent measurement), and incident ESRD (code for ESRD, stage 5 CKD, chronic dialysis, or eGFR <15 ml/min/1.73m2 confirmed by a subsequent measurement). We manually reviewed the EHR of a random sample of 100 cases to validate the identified adverse renal events. In addition, to determine the rate of renal decline, we estimated the average eGFR slope among a subset of individuals with at least two eGFR measurements during follow-up, where the first was recorded within 120 days of the start of follow-up, and the last was recorded >180 days after the first eGFR measurement (reflecting sufficient time for a potential change to occur).

      2.4 Other patient variables

      We obtained data on patient demographics (age, sex and Townsend index score of deprivation), [
      • Blak B.T.
      • Thompson M.
      • Dattani H.
      • Bourke A.
      Generalisability of the health improvement network (THIN) database: demographics, chronic disease prevalence and mortality rates.
      ] comorbidities and previous clinical events of importance on/any time before the start date, CHA2DS2-VASc score for stroke risk at the start date, frailty, [
      • Clegg A.
      • Bates C.
      • Young J.
      • Ryan R.
      • Nichols L.
      • Ann Teale E.
      • et al.
      Development and validation of an electronic frailty index using routine primary care electronic health record data.
      ] comedications (prescription on/in the year before the start date), polypharmacy, lifestyle factors (using the most recently recorded status/values before the start date), and healthcare use (in the year before the start date). Details can be found in the Appendix Methods. Renal function at baseline was determined using eGFR measurements (expressed as mL/min/1.73m2) using the closest valid SCr value recorded in the year before the start date and applying the Chronic Kidney Disease Epidemiology (CKD-EPI) Collaboration equation, [
      • Levey A.S.
      • Stevens L.A.
      • Schmid C.H.
      • Zhang Y.L.
      • Castro 3rd, A.F.
      • Feldman H.I.
      • et al.
      A new equation to estimate glomerular filtration rate.
      ] but omitting ethnicity because this is not routinely recorded in UK primary care. Coded clinical entries indicating CKD stage, acute or chronic dialysis were also used to determine renal function.

      2.5 Statistical analysis

      We described baseline characteristics of the study cohorts using frequency counts and percentages for categorical values and mean with standard deviation (SD) for age and eGFR at baseline. Incidence rates of each adverse renal outcome were calculated for both cohorts by dividing the number of incident cases by the total person-years of follow-up, with 95% confidence intervals (CIs) assuming a Poisson distribution. Cox proportional hazards regression was used to calculate hazard ratios (HRs) with 95% CIs to quantify the association with rivaroxaban vs. warfarin use, adjusted for confounders, including the number of eGFR/SCr measurements before follow-up, which could potentially influence the number of measurements during follow-up and likelihood of outcome detection. We did not adjust for the number of eGFR/SCr measurements during follow-up (i.e. after ascertainment of drug exposure) as this could have been influenced by the exposure itself. In subgroup analyses, we repeated this analysis among patients with diabetes, and among those with heart failure. Further, in a post-hoc analysis, we repeated the analysis among patients free of nephropathy (glomerulonephritis, polycystic kidney disease, interstitial or hypertensive nephropathy as well as those with previous acute kidney injury events) at baseline. An additional post-hoc analysis was performed in which follow-up was censored for all individuals after the first two years of follow-up. The average eGFR slopes after OAC initiation was determined using a linear mixed regression model, adjusted for confounders, where the treatment group, time of eGFR measurement, the interaction between treatment group and time were included as fixed factors and each patient was included as a random factor (i.e. random intercept model). We performed several sensitivity analyses. Firstly, we repeated the main analyses after excluding patients with missing data on either lifestyle variables of the Townsend index. Secondly, we repeated the main analyses with the additional exclusion of patients with eGFR <60 ml/min/1.73m2 at baseline, and then those with eGFR <70 ml/min/1.73m2 at baseline (i.e. applying stricter thresholds for preserved renal function). Thirdly, to reflect variability in endpoints used across other studies and guidelines, we repeated the endpoint analyses lowering the threshold for determining SCr increase from 100% to ≥50%, ≥40%, ≥30% and ≥ 20%, respectively, and changing the threshold for determining eGFR decline from the ≥30% cut-off to ≥20%, ≥40% and ≥ 50%, respectively. Fourthly, we performed an ‘on-treatment’ analysis where patients were censored at the date of OAC discontinuation (>30 days after the end of the last consecutive prescription of the starting OAC) or OAC switching, Lastly, we performed an’ as-treated’ analysis where patients contributed person-time to different OAC exposure categories according to their current exposure irrespective of the starting drug. Analyses were undertaken using Stata version 12.1 (Statacorp).

      3. Results

      3.1 Characteristics of the study cohorts

      We identified a total of 11,652 patients with NVAF and preserved renal function; 5338 in the rivaroxaban 20 mg cohort (mean age 72.6 years, SD 10.2; 61% male) and 6314 in the warfarin cohort (mean age 73.2 years, SD 9.5; 58% male). The distribution of other baseline characteristics was very similar between treatment groups (Table 1). Approximately a fifth of the cohorts had diabetes and approximately 10% had heart failure.
      Table 1Baseline characteristics of the study cohorts (patients with NVAF and preserved renal function).
      Rivaroxaban 20 mg (N = 5338)

      n (%)
      Warfarin

      (N = 6314)n (%)
      Age (years)
      18–49111 (2)103 (2)
      50–59455 (9)403 (6)
      60–691330 (25)1541 (24)
      70–792097 (39)2594 (41)
      80–891174 (22)1522 (24)
      ≥90171 (3)151 (2)
      Mean (SD)72.6 (10.2)73.2 (9.5)
      Sex
      Male3253 (61)3644 (58)
      Female2085 (39)2670 (42)
      Mean eGFR (SD) at baseline75.7 (56.1)75.5 (82.6)
      Townsend index
      Most affluent1100 (21)1223 (19)
      2nd quintile1082 (20)1365 (22)
      3rd quintile995 (19)1082 (17)
      4th quintile741 (14)991 (16)
      Most deprived430 (8)593 (9)
      Missing990 (19)1060 (17)
      Smoking
      Non-smoker2210 (41)2477 (39)
      Smoker444 (8)548 (9)
      Ex-smoker2678 (50)3288 (52)
      Missing6 (0)1 (0)
      BMI
      <20148 (3)158 (3)
      20–241053 (20)1247 (20)
      25–291914 (36)2236 (35)
      ≥302029 (38)2468 (39)
      Missing194 (4)205 (3)
      PCP visits
      0–444 (1)41 (1)
      5–9535 (10)552 (9)
      10–192330 (44)2759 (44)
      ≥202429 (46)2962 (47)
      Hospitalisations
      03041 (57)3776 (60)
      11224 (23)1296 (21)
      ≥21073 (20)1242 (20)
      Ischemic heart disease1142 (21)1612 (26)
      Cancer801 (15)986 (16)
      Diabetes1118 (21)1362 (22)
      Heart failure519 (10)710 (11)
      Hypertension3484 (65)4320 (68)
      CHA2DS2VASc score
      0–1894 (17)825 (13)
      21166 (22)1324 (21)
      31343 (25)1630 (26)
      41062 (20)1415 (22)
      5544 (10)716 (11)
      ≥6329 (6)404 (6)
      Frailty
      Fit1066 (20)1122 (18)
      Mild frailty2381 (45)2848 (45)
      Moderate frailty1401 (26)1776 (28)
      Severe frailty490 (9)568 (9)
      BMI, body mass index; eGFR, estimated glomerular filtration rates; NVAF, non-valvular atrial fibrillation; PCP, primary care practitioner; SD, standard deviation.

      3.2 SCr doubling, ≥30% decline in eGFR and ESRD

      After a mean follow-up of 2.5 years, the number of incident cases experiencing adverse renal events within the two cohorts was as follows: doubling SCr (n = 322), ≥30% decline in eGFR (n = 1179), and progression to ESRD (n = 22). Cumulative estimates and incidence rates per 10,000 person-years by study cohort are shown in Table 2. After adjusting for age, sex, baseline renal function and comorbidities, we found strong evidence for a significantly reduced risk of SCr doubling and a ≥ 30% decline in eGFR with use of rivaroxaban vs. warfarin; HR 0.63 (95% CI: 0.49–0.81) for SCr doubling, and HR 0.76 (95% CI: 0.67–0.86) for ≥30% decline in eGFR. Evidence for a reduced risk of ESRD with use of rivaroxaban vs. warfarin was virtually absent; HR 0.77 (95% CI: 0.29–2.04) (Table 2). The complete results from these models, including all predictors, are available in the supplementary tables (Tables A.1A.3). Similar results were observed among patients with diabetes or heart failure (Tables A.4 and A.5), after exclusion of patients with nephropathy at baseline (Table A.6), or when truncating follow-up after two years (Table A.7).
      Table 2HRs (95% CI) for risk of renal decline among users of rivaroxaban 20 mg vs. warfarin.
      OutcomeEvents (N)Mean follow-up (yrs)Cumulative incidence (%)Person-yearsIncidence rate per

      10,000 person-years
      Adjusted HR
      Adjusted for age, sex, baseline eGFR, number of previous measurements at baseline, Townsend index, polymedication, smoking, body mass index, health service use (PCP visits, referrals and hospitalisations) in the year before the start date, ischaemic heart disease, cancer, diabetes, heart failure, hypertension, previous acute kidney injury, frailty and CHA2DS2VASc score.
      (95% CI)
      SCr doubling

      (100% increase)
       Warfarin (n = 6314)2312.83.717,925128.91.00 (ref)
       Rivaroxaban (n = 5338)912.21.711,69177.80.63 (0.49–0.81)
      ≥30% decline in eGFR
       Warfarin (n = 6314)7802.612.416,628469.11.00 (ref)
       Rivaroxaban (n = 5338)3992.17.511,089359.80.76 (0.67–0.86)
      ESRD
       Warfarin (n = 6314)162.90.318,2168.81.00 (ref)
       Rivaroxaban (n = 5338)62.20.111,8045.10.77 (0.29–2.04)
      CI, confidence interval; eGFR, estimated glomerular filtration rate; ESRD, end-stage renal disease; HR, hazard ratio; PCP, primary care practitioner; SCr, serum creatinine.
      low asterisk Adjusted for age, sex, baseline eGFR, number of previous measurements at baseline, Townsend index, polymedication, smoking, body mass index, health service use (PCP visits, referrals and hospitalisations) in the year before the start date, ischaemic heart disease, cancer, diabetes, heart failure, hypertension, previous acute kidney injury, frailty and CHA2DS2VASc score.

      3.3 Rate of eGFR decline (slope analysis)

      A total of 2054 patients on rivaroxaban and 2464 on warfarin were included in the slope analysis; time from the start date to the last available eGFR value for individuals was, on average, 2.7 years (2.4 years for patients on rivaroxaban and 3.0 years for those on warfarin). After adjustment for confounders, there was clear evidence that the rate of eGFR decline was significantly slower in the rivaroxaban cohort than the warfarin cohort. The mean decline in renal function over the study period was 2.03 ml/min/1.73 m2 per year in the warfarin cohort (95% CI: 2.23 to 1.84), and 1.65 ml/min/1.73 m2 per year in the rivaroxaban cohort (95% CI: 1.94 to 1.35), a difference of 0.39 (95% CI: 0.04–0.74; p = 0.03) (Table 3). The slower rate of renal decline in the rivaroxaban cohort was observed over most of the first 5 years of follow-up (Fig. A.1, Table A.8).
      Table 3Mean eGFR slope (ml/min/1.73m2/year) in the rivaroxaban 20 mg and warfarin cohorts.
      CohortNeGFR slope
      Estimated using linear mixed regression models, where the treatment group, time of eGFR measurement, and the interaction between treatment group and time, were included as fixed factors and each individual was included as a random factor (i.e. random intercept model). The following variables were included as additional fixed factors in the model: age, sex, baseline eGFR, Townsend index, polymedication, smoking, body mass index, health service utilisation in the year before baseline (PCP visits, referrals and hospitalisations), comorbidity (ischemic heart disease, cancer, diabetes, heart failure, and prior acute kidney injury), frailty and CHA2DS2VASc score.
      (95% CI)
      Difference
      Estimated using linear mixed regression models, where the treatment group, time of eGFR measurement, and the interaction between treatment group and time, were included as fixed factors and each individual was included as a random factor (i.e. random intercept model). The following variables were included as additional fixed factors in the model: age, sex, baseline eGFR, Townsend index, polymedication, smoking, body mass index, health service utilisation in the year before baseline (PCP visits, referrals and hospitalisations), comorbidity (ischemic heart disease, cancer, diabetes, heart failure, and prior acute kidney injury), frailty and CHA2DS2VASc score.
      (95% CI)
      p-value
      Warfarin2464−2.03 (−2.23 to −1.84)1.0 (ref)
      Rivaroxaban2054−1.65 (−1.94 to −1.35)0.39 (0.04 to 0.74)0.03
      CI, confidence interval; eGFR, estimated glomerular filtration rate; PCP, primary care practitioner.
      low asterisk Estimated using linear mixed regression models, where the treatment group, time of eGFR measurement, and the interaction between treatment group and time, were included as fixed factors and each individual was included as a random factor (i.e. random intercept model). The following variables were included as additional fixed factors in the model: age, sex, baseline eGFR, Townsend index, polymedication, smoking, body mass index, health service utilisation in the year before baseline (PCP visits, referrals and hospitalisations), comorbidity (ischemic heart disease, cancer, diabetes, heart failure, and prior acute kidney injury), frailty and CHA2DS2VASc score.

      3.4 Sensitivity analyses

      Findings of the sensitivity analyses were broadly consistent with the main findings (see Tables A.9–A.18.

      4. Discussion

      In this population-based study of patients with NVAF and preserved renal function, we found clear evidence that users of rivaroxaban 20 mg had a significantly reduced risk of renal decline compared with users of warfarin, with a 37% reduction in SCr doubling, and a 24% reduction in ≥30% decline in eGFR. Consistent findings were seen among patients with diabetes or heart failure. The rate of renal decline during the first five years of drug use was slower for users of rivaroxaban 20 mg vs. warfarin, although the clinical relevance of this difference is debatable. Similarly, the point estimate was indicative of a potential benefit effect of rivaroxaban on progression to ESRD, yet statistical power was limited to be able to detect a significant difference between exposure groups.
      Our findings are consistent with those from previous claims database studies in the United States (US) [
      • Yao X.
      • Tangri N.
      • Gersh B.J.
      • Sangaralingham L.R.
      • Shah N.D.
      • Nath K.A.
      • et al.
      Renal outcomes in anticoagulated patients with atrial fibrillation.
      ,
      • Coleman C.I.
      • Kreutz R.
      • Sood N.
      • Bunz T.J.
      • Meinecke A.K.
      • Eriksson D.
      Rivaroxaban's impact on renal decline in patients with nonvalvular atrial fibrillation: a US MarketScan claims database analysis.
      ,
      • Vaitsiakhovich T.
      • Coleman C.I.
      • Kleinjung F.
      • Kloss S.
      • Vardar B.
      • Werner S.
      • et al.
      P4746Worsening of renal function in atrial fibrillation patients with stage 3 or 4 chronic kidney disease treated with warfarin or rivaroxaban - evidence from the real-world CALLIPER study in the US claims.
      ,
      • Hernandez A.V.
      • Bradley G.
      • Khan M.
      • Fratoni A.
      • Gasparini A.
      • Roman Y.M.
      • et al.
      Rivaroxaban vs. Warfarin and renal outcomes in non-valvular atrial fibrillation patients with diabetes.
      ] and Germany, [
      • Bonnemeier H.
      • Kreutz R.
      • Enders D.
      • Schmedt N.
      • Haeckl D.
      • Vaitsiakhovich T.
      • et al.
      P4749Renal function worsening in factor-xa inhibitors vs phenprocoumon in patients with non-valvular atrial fibrillation and renal disease - insights from the RELOADED study.
      ] especially with those from Yao and colleagues. [
      • Yao X.
      • Tangri N.
      • Gersh B.J.
      • Sangaralingham L.R.
      • Shah N.D.
      • Nath K.A.
      • et al.
      Renal outcomes in anticoagulated patients with atrial fibrillation.
      ] Stronger evidence for a beneficial effect of rivaroxaban over VKAs on progression to ESRD/ Stage 5 CKD, has been reported by others. [
      • Coleman C.I.
      • Kreutz R.
      • Sood N.
      • Bunz T.J.
      • Meinecke A.K.
      • Eriksson D.
      Rivaroxaban's impact on renal decline in patients with nonvalvular atrial fibrillation: a US MarketScan claims database analysis.
      ] [
      • Bonnemeier H.
      • Kreutz R.
      • Enders D.
      • Schmedt N.
      • Haeckl D.
      • Vaitsiakhovich T.
      • et al.
      P4749Renal function worsening in factor-xa inhibitors vs phenprocoumon in patients with non-valvular atrial fibrillation and renal disease - insights from the RELOADED study.
      ] Using the Marketscan database in the US, Coleman et al [
      • Coleman C.I.
      • Kreutz R.
      • Sood N.
      • Bunz T.J.
      • Meinecke A.K.
      • Eriksson D.
      Rivaroxaban's impact on renal decline in patients with nonvalvular atrial fibrillation: a US MarketScan claims database analysis.
      ] reported a significant 18% reduction in progression to stage 5 CKD/dialysis for rivaroxaban vs. warfarin, while in Germany, Bonnemeier et al [
      • Bonnemeier H.
      • Kreutz R.
      • Enders D.
      • Schmedt N.
      • Haeckl D.
      • Vaitsiakhovich T.
      • et al.
      P4749Renal function worsening in factor-xa inhibitors vs phenprocoumon in patients with non-valvular atrial fibrillation and renal disease - insights from the RELOADED study.
      ] found rivaroxaban to be associated with a significant 66% reduction in occurrence of ESRD when compared with phenprocoumon. Also using Marketscan, Vaitsiakhovich and colleagues [
      • Vaitsiakhovich T.
      • Coleman C.I.
      • Kleinjung F.
      • Kloss S.
      • Vardar B.
      • Werner S.
      • et al.
      P4746Worsening of renal function in atrial fibrillation patients with stage 3 or 4 chronic kidney disease treated with warfarin or rivaroxaban - evidence from the real-world CALLIPER study in the US claims.
      ] reported a 47% reduction in progression to stage 5 CKD/kidney failure/dialysis in rivaroxaban vs. warfarin users among patients with stage 3 or 4 CKD at baseline, as well as in those with type 2 diabetes, in line with findings from another Marketscan study restricted to patients with diabetes. [
      • Hernandez A.V.
      • Bradley G.
      • Khan M.
      • Fratoni A.
      • Gasparini A.
      • Roman Y.M.
      • et al.
      Rivaroxaban vs. Warfarin and renal outcomes in non-valvular atrial fibrillation patients with diabetes.
      ] However, while Pastori et al [
      • Pastori D.
      • Ettorre E.
      • Lip G.Y.H.
      • Sciacqua A.
      • Perticone F.
      • Melillo F.
      • et al.
      Association of different oral anticoagulants use with renal function worsening in patients with atrial fibrillation: a multicentre cohort study.
      ] reported a lower rate of eGRF worsening when comparing NOACs as a class and VKAs, this effect was partially lost in patients with diabetes.
      A differential effect of NOACs and VKAs on renal decline is biologically plausible, and potentially relates to their differential effect on vitamin K inhibition. Warfarin has been shown to decrease carboxylation of the matrix G1a protein, which is an important vitamin K-dependent inhibitor of medial and intimal vascular calcification. [
      • van Gorp R.H.
      • Schurgers L.J.
      New insights into the pros and cons of the clinical use of vitamin K antagonists (VKAs) versus direct oral anticoagulants (DOACs).
      ,
      • Rennenberg R.J.
      • van Varik B.J.
      • Schurgers L.J.
      • Hamulyak K.
      • Ten Cate H.
      • Leiner T.
      • et al.
      Chronic coumarin treatment is associated with increased extracoronary arterial calcification in humans.
      ] However, data on this topic from substudies of AF RCTs have been less consistent although they have indicated potential differential renal effects between individual NOACs. In ROCKET-AF, [
      • Fordyce C.B.
      • Hellkamp A.S.
      • Lokhnygina Y.
      • Lindner S.M.
      • Piccini J.P.
      • Becker R.C.
      • et al.
      On-treatment outcomes in patients with worsening renal function with rivaroxaban compared with warfarin: insights from ROCKET AF.
      ,
      Correction to: On-Treatment Outcomes in Patients With Worsening Renal Function With Rivaroxaban Compared With Warfarin: Insights From ROCKET AF.
      ] there was no evidence of a difference between arms in a ≥ 20 reduction in creatinine clearance. In RE-LY, [
      • Bohm M.
      • Ezekowitz M.D.
      • Connolly S.J.
      • Eikelboom J.W.
      • Hohnloser S.H.
      • Reilly P.A.
      • et al.
      Changes in renal function in patients with atrial fibrillation: an analysis from the RE-LY trial.
      ] the rate of renal decline was slower in patients treated with dabigatran vs. warfarin, while, conversely, in ARISTOTLE, [
      • Hijazi Z.
      • Hohnloser S.H.
      • Andersson U.
      • Alexander J.H.
      • Hanna M.
      • Keltai M.
      • et al.
      Efficacy and safety of apixaban compared with warfarin in patients with atrial fibrillation in relation to renal function over time: insights from the ARISTOTLE randomized clinical trial.
      ] it was faster in patients treated with apixaban vs. warfarin. In the claims database study by Yao and colleagues, the significantly reduced risks of SCr doubling and the ≥30% decline in eGFR seen with rivaroxaban vs. warfarin, were not seen for apixaban, and there was no suggestion of any difference between apixaban and warfarin on the occurrence of ESRD. In the study by Bonnemeier et al, [
      • Bonnemeier H.
      • Kreutz R.
      • Enders D.
      • Schmedt N.
      • Haeckl D.
      • Vaitsiakhovich T.
      • et al.
      P4749Renal function worsening in factor-xa inhibitors vs phenprocoumon in patients with non-valvular atrial fibrillation and renal disease - insights from the RELOADED study.
      ] both long-term use of rivaroxaban and apixaban were associated with a reduced risk of ESRD occurrence compared with phenprocoumon, yet the reduction was double the magnitude for rivaroxaban (66% vs. 33%).
      Impaired renal function is common in patients with AF; 28% of patients with newly diagnosed AF and at high risk of stroke in the GARFIELD-AF (Global Anticoagulant Registry in the FIELD–Atrial Fibrillation registry), [
      • Goto S.
      • Angchaisuksiri P.
      • Bassand J.P.
      • Camm A.J.
      • Dominguez H.
      • Illingworth L.
      • et al.
      Management and 1-year outcomes of patients with newly diagnosed atrial fibrillation and chronic kidney disease: results from the prospective GARFIELD - AF registry.
      ] and 39% of patients with incident/prevalent AF in the ORBIT AF (Outcomes Registry for Better Informed Treatment of Atrial Fibrillation) registry [
      • Washam J.B.
      • Holmes D.N.
      • Thomas L.E.
      • Pokorney S.D.
      • Hylek E.M.
      • Fonarow G.C.
      • et al.
      Pharmacotherapy for atrial fibrillation in patients with chronic kidney disease: insights from ORBIT-AF.
      ] had some degree of CKD. Of note is that, in our study, renal decline was progressive throughout follow-up in both study cohorts and was likely due to age-related physiological decline as well as OAC therapy. This is clinically meaningful given the life-long nature of OAC therapy in patients with AF. It underscores the importance of continuous monitoring of renal function in this patient population because OAC dose adjustment may be required with time. Managing these patients in a way that mitigates the risks of thromboembolism and bleeding, and limits potential loss of kidney function, is imperative to help reduce their risks of adverse clinical outcomes. Our results show that renal decline is common in patients with NVAF, preserved renal function and requiring OAC therapy. Renal decline was quite pronounced shortly after OAC initiation, irrespective of the starting drug.
      Our study has several strengths. The large sample size from a database representative of the UK as a whole supports the external validity of our findings. The validity of the renal decline outcomes was increased by the manual review of EHRs to confirm recorded events, and the requirement to have a confirmatory eGFR measurement after the initial recorded value during follow-up for determining eGFR decline and ESRD. Also, we captured the vast majority of OAC prescriptions due to the UK's healthcare system of managing chronic disease largely in primary care.

      4.1 Study limitations

      We did not evaluate international normalized ratio levels in the warfarin cohort, thus were unable to take into account potential overdosing that could lead to renal damage in these patients. Some non-differential exposure misclassification will have occurred when patients discontinued or switched OAC during follow-up, potentially biasing risk estimates towards the null. However, this was likely minimal as shown from the ‘on-treatment’ and ‘as-treated’ sensitivity analyses where results were consistent with the main findings. Non-differential outcome misclassification may have occurred from unrecorded/incorrect laboratory measurements or coding errors. Furthermore, the CKD-EPI formula has been reported to slightly overestimate eGFR, particularly in patients of advanced age. [
      • Raman M.
      • Middleton R.J.
      • Kalra P.A.
      • Green D.
      Estimating renal function in old people: an in-depth review.
      ] The database enabled the control of many variables in the analyses, including lifestyle factors (e.g. body mass index, smoking, alcohol use), that are not recorded in claims databases. Notwithstanding this, and despite the similarity in the baseline characteristics of the comparison groups, other clinical factors influencing decisions to prescribe rivaroxaban over warfarin (or vice versa), and not captured in the database due to being unmeasurable or unknown, could have resulted in residual confounding.
      In conclusion, we found strong evidence that patients with NVAF and preserved renal function using rivaroxaban have a markedly reduced risk and rate of renal decline compared with those using warfarin. Further evidence to support a causal association from RCTs and well-designed observational studies in other settings would help prescribers make more informed benefit–risk decisions regarding choice of long-term OAC therapy for their patients.

      Funding

      This work was supported by Bayer AG (grant number, not applicable).

      Role of the sponsor

      YB (an employee of Bayer) and GB (a former employee of Bayer and current paid consultant for Bayer) were involved in the study concept, study design, review of manuscript drafts and the decision to submit the article for publication. The sponsor had no other roles in the study.

      CRediT authorship contribution statement

      Antonio González Pérez: Conceptualization, Software, Data curation, Formal analysis, Investigation, Methodology, Project administration, Writing – review & editing, Visualization. Yanina Balabanova: Conceptualization, Methodology, Writing – review & editing. María E. Sáez: Conceptualization, Software, Data curation, Formal analysis, Investigation, Methodology, Project administration, Writing – review & editing. Gunnar Brobert: Conceptualization, Methodology, Writing – review & editing. Luis A. García Rodríguez: Conceptualization, Funding acquisition, Resources, Software, Data curation, Formal analysis, Investigation, Methodology, Supervision, Project administration, Writing – review & editing.

      Declaration of Competing Interest

      AGP, MES and LAGR work for CEIFE, which has received research funding from Bayer AG. LAGR has also received honoraria for serving on advisory boards for Bayer AG. YB is an employee of Bayer AG. GB was an employee of Bayer AG at the time the study was carried out.

      Acknowledgements

      We thank Susan Bromley, EpiMed Communications Ltd., Abingdon, UK, for medical writing assistance, funded by Bayer AG and in accordance with Good Publication Practice. We also thank IQVIA for providing the IMRD-UK incorporating data from THIN, a Cegedim Database. THIN is a registered trademark of Cegedim SA in the United Kingdom and other countries. Reference made to THIN is intended to be descriptive of the data asset licensed by IQVIA. This work uses de-identified data provided by patients as a part of their routine primary care.

      Appendix A. Supplementary data

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